Our Responsibility is Both Ethical and Legal

The advisors at Monte Financial Group are fiduciaries. A fiduciary is the highest standard an advisor can be held to. The fiduciary standard obligates the advisor to represent the wealth holder from the wealth holder’s perspective and to maintain a high standard of professional conduct.

Responsibility To Our Clients:

  • All recommendations to clients and decisions on behalf of clients shall be solely in the best interest of the client
  • Disclose fully to clients the services provided and compensation received
  • Provide to clients all material information related to the investment decision making process so they can make informed decisions based on realistic expectations
  • Maintain confidentiality of all information entrusted by the client
  • Maintain competency in investment management and financial services through education and training to better serve clients
  • Maintain a high level of professional ethical conduct

We Are Here to Help

Our open communication helps to meet and exceed your expectations. Your candid feedback is actively requested.

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