Our Responsibility is Both Ethical and Legal

The advisors at Monte Financial Group are fiduciaries. A fiduciary is the highest standard an advisor can be held to. The fiduciary standard obligates the advisor to represent the wealth holder from the wealth holder’s perspective and to maintain a high standard of professional conduct.

Responsibility To Our Clients:

  • All recommendations to clients and decisions on behalf of clients shall be solely in the best interest of the client
  • Disclose fully to clients the services provided and compensation received
  • Provide to clients all material information related to the investment decision making process so they can make informed decisions based on realistic expectations
  • Maintain confidentiality of all information entrusted by the client
  • Maintain competency in investment management and financial services through education and training to better serve clients
  • Maintain a high level of professional ethical conduct

We Are Here to Help

For more information on how we can help you, or to arrange an introductory meeting, please complete the information below

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