Our Responsibility is Both Ethical and Legal
The advisors at Monte Financial Group are fiduciaries. A fiduciary is the highest standard an advisor can be held to. The fiduciary standard obligates the advisor to represent the wealth holder from the wealth holder’s perspective and to maintain a high standard of professional conduct.
Responsibility To Our Clients:
- All recommendations to clients and decisions on behalf of clients shall be solely in the best interest of the client
- Disclose fully to clients the services provided and compensation received
- Provide to clients all material information related to the investment decision making process so they can make informed decisions based on realistic expectations
- Maintain confidentiality of all information entrusted by the client
- Maintain competency in investment management and financial services through education and training to better serve clients
- Maintain a high level of professional ethical conduct