Investment Advisor Representative/Trust Representative
Alex joined the team at Monte Financial Group in June 2014. He is an Investment Advisor Representative having met the requirements of the FINRA Series 65 Uniform Investment Advisor Law Examination. The certification focuses on such as compliance, fiduciary obligations, retirement planning, portfolio management strategies, and fiduciary responsibilities.
Alex received a Bachelor of Science in Management at Roger Williams University within the Mario J. Gabelli Business School in May, 2014. He achieved Dean’s List as well as completing a minor in Psychology. He took additional Finance courses covering retirement planning, personal financial planning, and investment management.
Our work environment will allow him to utilize his passion for finance to help individuals and families meet their financial goals. Working closely with the Senior Advisor at Monte Financial Group LLC, Alex has the opportunity to gain valuable experience creating personalized investment plans and investment management.
Alex is a member of the Monte Financial Group Client Advisory Team. His role includes assisting the Senior Advisor in financial needs analysis, client cash flow studies, and Investment Policy Statements. He also provides research to the Senior Advisor to support our fixed income and equity strategies.
Currently, Alex is taking the courses required for Certified Financial Planner (CFP) designation sponsored through Bryant University.